Nex Systems
Person

KAREN MCKINLEY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/30/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20160512829-01 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Karen McKinley, Respondent(''McKinley") CRD No. 5608238 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted,

    Reference 2016051282901finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number5608238

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