EUGENE G. ABEYTA
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/19/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. EUGENE G. ABEYTA (CRD No. 2987570), Respondent. Disciplinary Proceeding No. E3A2004036101 Hearing Officer - SNB DEFAULT DECISION May 19, 2006 For failure to provide requested information, in violation of Rules 8210 and 2110, Respondent is barred from associating with any NASD member In any capacity. In light of the bar, no additional sanctions are imposed for Respondent's failure to provide prompt written notice to his employer of
Reference E3A2004036101data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2987570 |
Other names1
Also known as1
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