Carol Allen

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Effective
19 Aug 2019
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Notice of Intent
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
30 Jan 2020
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Prohibition from Banking and civil money penalty, $20,264.27
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Supporting documents2

Federal Reserve Board issues enforcement actions with First Ipswich Bank, Brookline Bank, and former employee of Farmers & Merchants Bank
2019-08-20
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20190820a.htm
Federal Reserve Board issues enforcement action with former employee of Farmers & Merchants Bank
2020-02-04
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20200204b.htm

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