TAMMY LYN BOHNERT
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/14/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. TAMMY LYN BOHNERT (CRD No. 2671147), Respondent. Disciplinary Proceeding No. 2010022579802 Hearing Officer-Andrew H. Perkins DEFAULT DECISION December 14, 2011 Respondent is barred from associating with any FINRA registered firm in any capacity for failing to respond to requests for information, in violation of Rules 8210 and 2010. Appearances For the Department of Enforcement, Complainant, Sandra
Reference 2010022579802finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2671147 |
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