Nex Systems
Person

ANNA ZAICHIK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/05/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Anna Zaichik, CRD No. 2599632 Respondent. Disciplinary Proceeding No. 20100254639 Hearing Officer Sara Nelson Bloom ORDER ACCEPTING OFFER OF SETTLEMENT Date: July 5, 2012 INTRODUCTION Disciplinary Proceeding No. 20100254639 was filed on April 30, 2012, by the Department of Enforcement of the Financial Industry

    Reference 2010025463901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2599632

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