Nex Systems
Person

PAUL ANTHONY FABIO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/02/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20150464463-02 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Paul Anthony Fabio, Respondent CRD No. 5668061 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Paul Anthony Fabio, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2015046446302data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5668061

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