Megurditch Mike Patatian

09/28/2023: BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Megurditch Patatian Granada Hills, CA, Respondent. DECISION Complaint No. 2018057235801 Dated: September 28, 2023 Registered representative recommended unsuitable purchases of non-traded real estate investment trusts and unsuitable surrenders and exchanges of variable annuities, caused his firm to maintain inaccurate books and records, and impersonated a customer in a communication with an insurance company.

06/10/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MEGURDITCH PATATIAN (CRD No. 4047060), Respondent. Disciplinary Proceeding No. 2018057235801 Hearing Officer–DDM EXTENDED HEARING PANEL DECISION June 10, 2022 Respondent Megurditch Patatian made unsuitable recommendations to his customers for REIT purchases, variable annuity surrenders, and variable annuity exchanges. To obtain approval of the REIT purchases, he overstated his customers’ financial information and investment

02/26/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, Megurditch Patatian CRD No. 4047060, Respondent. Disciplinary Proceeding No. 2018057235801 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. From 2013 to 2017, while associated with Western International Securities, Inc. (Western), Respondent Megurditch Patatian made 81 recommendations to 59 customers to purchase non-traded real estate investment trusts (REITs). All of Patatian's

Reference 2018057235801data-portal.finra.orgdata-portal.finra.orgdata-portal.finra.orgfinra.org