MARCUS K. MONETT

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/10/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MARCUS K. MONETT (CRD No. 3086654), Respondent. Disciplinary Proceeding No. 20050013871-01 Hearing Officer - DMF DEFAULT DECISION April 10, 2006 Summary Respondent is barred from associating with any NASD member in any capacity for failing to respond in any manner to requests for information, in violation of Rules 8210 and 2110. In light of the bar, no additional sanctions are imposed on Respondent for failing to respond to other
Reference 2005001387101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3086654

Other names1

Also known as1

MARCUS KEITH MONETT

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