ASTRID SYLVIA REINIS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/07/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010023882101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Astrid Sylvia Reinis, Respondent General Securities Representative CRD No. 2193464 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Astrid Sylvia Reinis, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement
Reference 2010023882101data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2193464 |
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