ANGELYNE TAJUANA COLLINS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/20/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant v. ANGELYNE TAJUANA COLLINS (CRD No. 3268778) Respondent. Disciplinary Proceeding No. C07040106 Hearing Officer - DMF DEFAULT DECISION April 20, 2005 Respondent is barred from associating with any NASD member in any capacity for conversion of customer funds, in violation of Rule 2110, and for failure to respond to requests for information, in violation of Rules 8210 and 2110.
Reference C07040106data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3268778 |
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