ERIC ANDRE DALLAS, SR

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/18/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038774902 TO: Department of Enforcement Financial lndustry Regulatory Authority ("FINRA") RE: Eric Andre Dallas, Sr., Respondent General Securities Representative CRD No. 3193223 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Eric Andre Dallas, Sr., submits this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing
Reference 2013038774902data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/18/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038774901 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Eric Andre Dallas, Sr., Respondent General Securities Representative CRD No. 3193223 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Eric Andre Dallas, Sr., submits this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing
Reference 2013038774901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3193223

Other names1

Also known as1

Eric Andre Dallas Sr.

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