Nex Systems
Person

GREGORY PHILIP DAY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/03/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012034630801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gregory Philip Day, Respondent General Securities Principal CRD No. 5255105 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Gregory Phillip Day ("Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2012034630801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5255105

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