EMIL BRIAN PANZARINO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/27/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. EMIL BRIAN PANZARINO (CRD No. 2540399), Respondent. Disciplinary Proceeding No. ELI20040386-01 Hearing Officer - Andrew H. Perkins ORDER ACCEPTING OFFER OF SETTLEMENT Date: June 27, 2006 INTRODUCTION NASD Disciplinary Proceeding No. ELI20040386-01 was filed on April 7, 2006, by the Department of Enforcement of NASD ("Complainant"). Respondent Emil Brian Panzarino ("Respondent") submitted an Offer of Settlement ("Offer") to
04/07/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. EMIL BRIAN PANZARINO (CRD No. 2540399), Respondent. Disciplinary Proceeding No. ELI20040386-01 Hearing Officer COMPLAINT Upon information and belief, the Department of Enforcement ("Complainant") alleges as follows: JURISDICTION 1. From in or about July 1995 through in or about March 2000, Respondent Emil Brian Panzarino ("Respondent") was registered with NASD as a General Securities Representative ("GSR") and Investment Company
Reference ELI2004038601data-portal.finra.orgdata-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2540399 |
Other names1
Also known as1
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