Nex Systems
Person

ANDREW B. KRAMER

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/17/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20160520920-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Andrew B. Kramer, Respondent CRD No. 1896558 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure. I, Andrew B. Kramer ("Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2016052092001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1896558

Other names1

Also known as1

ANDREW BENNETT KRAMER

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.