Nex Systems
Person

PRISCILLA G. SABADO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/15/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010022394901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Priscilla G. Sabado, Respondent General Securities Representative CRD No. 4650234 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Priscilla G. Sabado submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2010022394901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4650234

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