Shlomo Strugano
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/06/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060982602 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Shlomo Strugano, Respondent Former General Securities Representative CRD No. 3108780 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Shlomo Strugano submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2018060982602data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3108780 |
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