Nex Systems
Person

Adrian Torres Ortega

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/01/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20180599362-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Adrian Torres Ortega, Respondent CRD No. 5591481 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Adrian Torres Ortega ("Ortega"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

    Reference 2018059936201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5591481

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