AKIM FREDERIC CZMUS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/01/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. AKIM FREDERIC CZMUS (CRD No. 5266395), Respondent. Disciplinary Proceeding No. 2007010438801 Hearing Officer - LBB DEFAULT DECISION June 1, 2009 For Respondent's willful failure to make required disclosures concerning his disbarment on his Form U4, in violation of NASD Conduct Rule 2110 and IM-1000-1, Respondent is barred in all capacities. Respondent if also barred for failure to appear and testify
Reference 2007010438801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5266395 |
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