Nex Systems
Person

DANIAL DE SADE

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/20/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Danial de Sade, CRD No. 4890224, Respondent. Disciplinary Proceeding No. 2008014753301 Hearing Officer: MAD ORDER ACCEPTING OFFER OF SETTLEMENT Disciplinary Proceeding No. 2008014753301 was filed on June 3, 2009, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Danial de Sade submitted

    Reference 2008014753301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4890224

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.