STEVEN DONATO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/08/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090210296 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Steven Donato, Respondent Former General Securities Representative Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Steven Donato ("Donato"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2009021029601data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5249506

Other names1

Also known as1

STEVEN VINCENT DONATO

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