MELISSA CURRY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/04/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009017865401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Melissa Curry, Respondent CRD No. 3027049 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the propose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not
Reference 2009017865401finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	3027049

Other names1

Also known as1

MELISSA DAWN CURRY

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