JESUS FRANCISCO SCHETTINO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/02/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JESUS FRANCISCO SCHETTINO, (CRD No. 4718500) Respondent. Disciplinary Proceeding No.C02040043 Hearing Officer-Andrew H. Perkins DEFAULT DECISION March 2, 2005 Respondent is barred from associating with any NASD member firm in any capacity for failing to disclose material information on a Form U-4, in violation of NASD Conduct Rule 2110 and IM-1000-1. Appearances Joel T. Kornfeld, Senior Regional Attorney, Los Angeles, CA
Reference C02040043data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4718500 |
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