ROBERT FREDERICK GENITO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/22/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019061049701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert F. Genito, Respondent Former Investment Company and Variable Contracts Products Representative and Investment Company Products/Variable Contracts Principal CRD No. 4760338 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Robert F. Genito ("Genito") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations
Reference 2019061049701data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4760338 |
Other names1
Also known as1
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