Person
Screen this subjectVincent Gilliard
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/23/2025: Gilliard refused to appear for on-the-record testimony in response to a FINRA Rule 8210 request on June 2, 2025. Therefore, Gilliard violated FINRA Rules 8210 and 2010. For that violation, Gilliard is barred in all capacities.
Reference 2023079651301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 7173084 |
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