Person

GARABEDIAN PETER RICHARD

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/15/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. PETER RICHARD GARABEDIAN (CRD No. 3226600), Respondent. Disciplinary Proceeding No. 20110297970-01 Hearing Officer -SNB NOTICE OF DEFAULT DECISION The Hearing Officer's decision in this disciplinary proceeding dated February 15, 2013 ("Decision") is enclosed. This Decision will become the final decision of the Financial Industry Regulatory Authority (FINRA) unless either you or the Department of

    Reference 2011029797001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3226600

Other names1

Also known as1

PETER RICHARD GARABEDIAN

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