TAEK H CHYUNG
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/06/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. TAEK H. CHYUNG (CRD No. 2862236), Respondent. Disciplinary Proceeding No. 2005000924401 DEFAULT DECISION Hearing Officer - SW Dated: April 6, 2006 Respondent (1) failed to respond to requests for information, in violation of NASD Procedural Rule 8210 and NASD Conduct Rule 2110, and (2) engaged in a private securities transaction, in violation of NASD Conduct Rules 3040 and 2110. Respondent is barred for violating NASD
Reference 2005000924401data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2862236 |
Other names1
Also known as1
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