Person

TAEK H CHYUNG

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/06/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. TAEK H. CHYUNG (CRD No. 2862236), Respondent. Disciplinary Proceeding No. 2005000924401 DEFAULT DECISION Hearing Officer - SW Dated: April 6, 2006 Respondent (1) failed to respond to requests for information, in violation of NASD Procedural Rule 8210 and NASD Conduct Rule 2110, and (2) engaged in a private securities transaction, in violation of NASD Conduct Rules 3040 and 2110. Respondent is barred for violating NASD

    Reference 2005000924401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2862236

Other names1

Also known as1

TAEK H. CHYUNG

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