Nex Systems
Person

Daemon Johnson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/28/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067390702 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Daemon Johnson (Respondent) Former General Securities Representative CRD No. 7168475 Pursuant to FINRA Rule 9216, Respondent Daemon Johnson submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2020067390702data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number7168475

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