Nex Systems
Person

JACOB KARAMIAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/08/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007010029301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jacob Karamian, Respondent General Securities Representative CRD No. 4682429 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jacob Karamian, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2007010029301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4682429

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