JOHN A CHRYSADAKIS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/06/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018060563201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Chrysadakis, Respondent Investment Company and Variable Contracts Products Representative CRD No. 5680661 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent John Chrysadakis submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2018060563201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5680661

Other names1

Also known as1

John Chrysadakis

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