BRIAN KEITH DECKER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/08/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055226501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brian K. Decker, Respondent General Securities Representative CRD No. 4565524 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2017055226501finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4565524

Other names1

Also known as1

Brian K. Decker

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