JOHN GAYLE PETTUS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/01/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT No. 2013036517001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA" RE: John G. Pettus, Respondent General Securities Representative CRD No. 2415914 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose
Reference 2013036517001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2415914

Other names1

Also known as1

John G. Pettus

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