JOEANN MITCHELL WALKER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/12/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016049354501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: JoeAnn M. Walker, Respondent Municipal Securities Representative and General Securities Representative [CRD No. 2210194] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure,
Reference 2016049354501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2210194 |
Other names1
Also known as1
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