GREGORY I. GATTO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/01/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO.## E1020032137-01 TO: Department of Enforcement NASD RE: Gregory I. Gatto (CRD No. 2815275) Respondent Pursuant to Rule 9216 of NASD Code of Procedure, I, Gregory I. Gatto ("Gatto" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions
Reference E102003213701finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2815275

Other names1

Also known as1

GREGORY IAN GATTO

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.