Nex Systems
Person

ANTHONY VINCENT FERRONE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/25/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20160518297-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anthony Vincent Ferrone, Respondent General Securities Representative CRD No. 1192506 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Anthony Vincent Ferrone ("Ferrone"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2016051829701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1192506

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