Nex Systems
Person

BRENDAN JOHN OSWEILER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/05/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014041710401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Brendan John Osweiler, Respondent General Securities Representative CRD No. 5977793 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Brendan John Osweiler ("Respondent" or "Osweiler") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2014041710401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5977793

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