Nex Systems
Person

ANN MARIE COMCOWICH

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/17/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053006702 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ann Marie Comcowich, Respondent Former Registered Representative CRD No. 3161377 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Ann Marie Comcowich, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This

    Reference 2017053006702data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3161377

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.