Nex Systems
Person

Wessam Baiz

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/25/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059632301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Wessam Baiz, Respondent Former Registered Representative CRD No. 6501692 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Wessam Baiz ("Respondent" or "Baiz"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2018059632301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number6501692

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