Nex Systems
Person

PETER KENNETH AMAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/19/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005003644603. TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Peter Kenneth Aman, Respondent Registered Representative CRD No. 2213067. Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Peter K. Aman ("Aman" or" Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2005003644603data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2213067

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