BHASKARRAY BHUPAT BAROT

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/24/2025: Barot refused to produce information as requested by FINRA pursuant to FINRA Rule 8210. As a result, Barot violated FINRA Rules 8210 and 2010.
Reference 2023077895901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6374573

Other names1

Also known as1

Bhaskarray Barot

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