HSBC North America Holdings Inc.
Regulator actionUnited States. Named in 4 sanctions listings.
Sanctions and listings4
- Effective
- 11 Dec 2012
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty $165,000,000
Programme US-FED-ENFfederalreserve.govfederalreserve.gov
- Effective
- 28 Feb 2013
- Ended
- 12 Jan 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Amendment to 4/13/2011 Order to Cease and Desist
Programme US-FED-ENFfederalreserve.govfederalreserve.gov
- Effective
- 13 Apr 2011
- Ended
- 12 Jan 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.govfederalreserve.gov
- Effective
- 29 Sep 2017
- Ended
- 18 Aug 2023
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order and civil money penalty, $175,296,000
Programme US-FED-ENFfederalreserve.govfederalreserve.gov
Supporting documents4
Federal Reserve issues enforcement actions related to deficient practices in residential mortgage loan servicing and foreclosure processing
2011-04-13
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20110413a.htmAmendments to consent orders memorialize $9.3 billion foreclosure agreement
2013-02-28
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20130228a.htmFederal Reserve Board fines HSBC Holdings plc and HSBC North America Holdings Inc. $175 million for unsafe and unsound practices in FX trading
2017-09-29
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20170929a.htmFederal Reserve Board issues consent cease and desist order, and assesses civil money penalty against HSBC Holdings PLC and HSBC North America Holdings, Inc.
2012-12-11
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20121211b.htm
Other names1
Also known as1
Addresses2
New York, New York, United States
New York, New York
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