PALIT P. SURANAKAPAN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/14/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E022004064901 TO: Department of Enforcement NASD RE: Palit P. Suranakapan. Respondent General Securities Representative CRD No. 4435490 Pursuant to Rule 9216 of NASD Code of Procedure, I, Palit P. Suranakapan ("Suranakapan"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below.
Reference E022004064901finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	4435490

Other names1

Also known as1

PALIT PAUL SURANAKAPAN

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