Nex Systems
Person

Matthew Angelo Siliato

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/22/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063283801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Matthew Angelo Siliato (Respondent) Former General Securities Representative CRD No. 5062153 Pursuant to FINRA Rule 9216, Respondent Matthew Angelo Siliato submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019063283801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5062153

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