JOSHUA W. LANKFORD
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/24/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. JOSHUA W. LANKFORD (CRD No. 2783571), RESPONDENT. DISCIPLINARY PROCEEDING NO.2005000075702 HEARING OFFICER: SW ORDER ACCEPTING OFFER OF SETTLEMENT Date: October 24, 2007 INTRODUCTION Disciplinary Proceeding No. 2005000075702 was filed on July 23, 2007 by the Department of Enforcement of FINRA ("Complainant"). Respondent Joshua W. Lankford submitted an Offer Of Settlement ("Offer")
Reference 2005000075702data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2783571 |
Other names1
Also known as1
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