Person

JOSHUA W. LANKFORD

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/24/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. JOSHUA W. LANKFORD (CRD No. 2783571), RESPONDENT. DISCIPLINARY PROCEEDING NO.2005000075702 HEARING OFFICER: SW ORDER ACCEPTING OFFER OF SETTLEMENT Date: October 24, 2007 INTRODUCTION Disciplinary Proceeding No. 2005000075702 was filed on July 23, 2007 by the Department of Enforcement of FINRA ("Complainant"). Respondent Joshua W. Lankford submitted an Offer Of Settlement ("Offer")

    Reference 2005000075702data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2783571

Other names1

Also known as1

JOSHUA WAYNE LANKFORD

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.