FIRST DALLAS SECURITIES INCORPORATED

03/14/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014039095801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: First Dallas Securities, Inc., Respondent Member Firm CRD No. 24549 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent First Dallas Securities Inc. ("Respondent," the "Firm," or "First Dallas") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

Reference 2014039095801finra.orgdata-portal.finra.org

11/11/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007007161501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: First Dallas Securities, Inc. CRD No. 24549 Eric Jay Marshall General Securities Representative and Research Analyst CRD No. 2981115 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, First Dallas Securities, Inc. ("FDS"), Eric Jay Marshall ("Marshall") and

Reference 2007007161501data-portal.finra.orgfinra.org

03/30/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009016267801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: First Dallas Securities Incorporated, Respondent Member CRD No. 24549 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent First Dallas Securities Incorporated submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

Reference 2009016267801data-portal.finra.orgfinra.org