HEIDI TABET-GOKE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/14/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. HEIDI TABET-GOKE (CRD No. 4689196), Respondent Disciplinary Proceeding No. 2007008871101 Hearing Officer-Andrew H. Perkins DEFAULT DECISION October 14, 2008 Respondent is barred for misuse of customer funds, in violation of Conduct Rule 2110; and for failure to respond to requests for information, in violation of Procedural
Reference 2007008871101data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4689196 |
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