Christopher Robert Arnold
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/13/2025: SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 103027 / May 13, 2025 Admin. Proc. File No. 3-21818 In the Matter of the Application of CHRISTOPHER ROBERT ARNOLD For Review of Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION — REVIEW OF FINRA ACTION Registered securities association barred individual in an expedited proceeding for failing to respond to requests for information. Held, application for review is dismissed.
Reference 2022073302001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5908774 |
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