EUN HEE CHOI
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/01/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. EUN HEE CHOI (CRD No. 4464366) Respondent Disciplinary Proceeding No. 2008012158801 Hearing Officer-RSH DEFAULT DECISION June 1, 2009 Respondent is barred for conversion of customer funds, in violation of Conduct Rule 2110. Appearances Jeff Kern, Senior Regional Counsel, and David Jaffe,
12/22/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. EUN HEE CHOI (CRD No. 4464366), RESPONDENT. DISCIPLINARY PROCEEDING No. 20080121588 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. This matter involves Respondent Eun Hee Choi's conversion of $444.00 cash from a customer of her member firm, MetLife Securities, Inc. (BD No. 14251) ("MetLife")
Reference 2008012158801data-portal.finra.orgdata-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4464366 |
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