NICHOLAS ALEXANDER LOSKOCINSKI
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/21/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. NICHOLAS ALEXANDER LOSKOCINSKI (CRD No. 4519721), Respondent. Disciplinary Proceeding No. 20090165124-01 Hearing Officer - MAD DEFAULT DECISION May 21, 2010 Respondent violated Procedural Rule 8210 and Conduct Rule 2010 by failing to respond to requests for information. Respondent is barred from associating with any member firm in any capacity. Appearances Elissa Meth Kestin, Senior Regional Counsel
Reference 2009016512401finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4519721 |
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