Nex Systems
Person

Michael Richard Mackay

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/05/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019061378901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Richard Mackay, Respondent Investment Company and Variable Contracts Products Representative/Investment Company Products/Variable Contracts Principal CRD No. 2279775 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure,

    Reference 2019061378901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2279775

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