MYLINH NU TON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/18/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050644201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Mylinh Ton, Respondent Investment Company Products/Variable Contracts Representative CRD No. 6287287 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Mylinh Ton ("Ton" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2016050644201finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	6287287

Other names1

Also known as1

MYLINH TON

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